RL-26/0098
Estate of the late Arthur Jones
Estate administrationProbate grantedResponsible: Helen Carter· Opened 16 Aug 2026
AML checks complete
Trust money on this matter can move. Next review by 16 Aug 2029.
Estate of the late Arthur Jones
Checked- Identity
- Verified in person by Helen Carter (Driver licence, Australian passport), 16 Aug 2026
- PEP, sanctions, adverse media
- clearclearclear
Risk
low Local clients known to the firm; ordinary transaction for the area. Review by 16 Aug 2029.
Re-rate
Source of funds
Not recorded.
Record
Compliance officer
Helen Carter approves enhanced due diligence and sees escalated concerns.
Raise a concern privately
Record of checks (kept 7 years)
- Fri, 30 Oct, 12:45 pm · Helen Carter Estate of the late Arthur Jones: Identity verified in person by Helen Carter (Driver licence, Australian passport)
- Fri, 30 Oct, 12:45 pm · Helen Carter Estate of the late Arthur Jones: PEP clear, sanctions clear, adverse media clear (EASYAML)
- Fri, 30 Oct, 12:45 pm · Helen Carter Risk low: Local clients known to the firm; ordinary transaction for the area. Review by 2029-08-16